Filing Details

Accession Number:
0000899243-22-028847
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-08-16 18:45:23
Reporting Period:
2022-08-13
Accepted Time:
2022-08-16 18:45:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1704711 Funko Inc. FNKO Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1784540 Jennifer Jung Fall C/O Funko, Inc.
2802 Wetmore Avenue
Everett WA 98201
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-08-13 2,232 $0.00 19,142 No 4 M Direct
Class A Common Stock Disposition 2022-08-15 814 $20.64 18,328 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Acquisiton 2022-08-13 2,232 $0.00 2,232 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,232 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
  2. Reflects shares sold to cover taxes upon the vesting of RSUs on August 13, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.63 to $20.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The original grant of 8,928 RSUs has vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.