Filing Details
- Accession Number:
- 0001633978-22-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-16 18:40:07
- Reporting Period:
- 2022-08-12
- Accepted Time:
- 2022-08-16 18:40:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234673 | S Alan Lowe | C/O Lumentum Holdings Inc. 1001 Ridder Park Drive San Jose CA 95131 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-12 | 45,444 | $0.00 | 157,423 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2022-08-15 | 8,668 | $96.19 | 148,755 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-08-15 | 8,809 | $94.94 | 139,946 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 14, 2019. 100% of the shares will vest on August 22, 2022.
- Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.
- These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
Billionaire Hedge Funds
