Filing Details
- Accession Number:
- 0001140361-22-029771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-16 12:08:33
- Reporting Period:
- 2022-08-12
- Accepted Time:
- 2022-08-16 12:08:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1728205 | Piedmont Lithium Inc. | PLL | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 364996461 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1864150 | Patrick Brindle | 42 E Catawba Street Belmont NC 28012 | Evp And Coo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 | Acquisiton | 2022-08-12 | 15,000 | $12.38 | 45,221 | No | 4 | M | Direct | |
Common Stock, Par Value $0.0001 | Disposition | 2022-08-12 | 2,773 | $66.97 | 42,448 | No | 4 | F | Direct | |
Common Stock, Par Value $0.0001 | Disposition | 2022-08-12 | 4,491 | $66.97 | 37,957 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 | Stock Option (right to buy) | Disposition | 2022-08-12 | 15,000 | $0.00 | 15,000 | $66.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-05-18 | 2022-12-31 | No | 4 | M | Direct |
Footnotes
- On August 12, 2022, the reporting person exercised, by net exercise, a previously issued stock option to purchase 15,000 shares of common stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,773 shares of common stock for payment of the exercise price, based on the fair market value per share of the Issuer's common stock at the time of withholding of $66.9672, and issuing to the reporting person the remaining 12,227 shares of common stock. Additionally, the reporting person sold 4,491 shares of common stock for tax purposes in connection with the exercise of such stock option, resulting in the net acquisition of 7,736 shares of common stock by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.76 to $67.25 per common share equivalent, inclusive. The reporting person undertakes to provide to Piedmont Lithium Inc., any security holder of Piedmont Lithium Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to this Form 4.