Filing Details
- Accession Number:
- 0000824142-22-000187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-16 10:55:14
- Reporting Period:
- 2022-08-12
- Accepted Time:
- 2022-08-16 10:55:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc. | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757883 | D Rony Gadiwalla | 2425 South Yukon Tulsa OK 74107 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2022-08-12 | 1,000 | $36.95 | 28,144 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2022-08-12 | 1,000 | $61.70 | 27,144 | No | 4 | S | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2022-08-12 | 6,418 | $0.00 | 20,726 | No | 4 | D | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2022-08-15 | 7,000 | $36.95 | 27,726 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2022-08-15 | 3,000 | $63.13 | 24,726 | No | 4 | S | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2022-08-15 | 4,000 | $63.21 | 20,726 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-12 | 1,000 | $61.70 | 1,000 | $36.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-12 | 8,498 | $36.95 | 8,498 | $36.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-15 | 3,000 | $63.13 | 3,000 | $36.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-15 | 4,000 | $63.21 | 4,000 | $36.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-12 | 18,800 | $41.37 | 18,800 | $41.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-12 | 17,346 | $44.22 | 17,346 | $44.22 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-12 | 4,494 | $73.36 | 4,494 | $73.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-12 | 3,780 | $54.20 | 3,780 | $54.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,133 | 2019-01-02 | 2022-11-12 | No | 4 | M | Direct |
| 26,635 | 2019-01-02 | 2022-11-12 | No | 4 | D | Direct |
| 23,635 | 2019-01-02 | 2022-11-12 | No | 4 | M | Direct |
| 19,635 | 2019-01-02 | 2022-11-12 | No | 4 | M | Direct |
| 28,200 | 2020-03-11 | 2022-11-12 | No | 4 | D | Direct |
| 11,564 | 2021-03-11 | 2022-11-12 | No | 4 | D | Direct |
| 2,247 | 2022-03-11 | 2022-11-12 | No | 4 | D | Direct |
| 0 | 2023-03-15 | 2022-11-12 | No | 4 | D | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 6,133 | Indirect | 401(k) Plan |
Footnotes
- All shares sold at an exact price. A breakdown is not applicable.
- Forfeiture of Restricted Stock Awards due to resignation, effective August 12, 2022: 1,560 (granted 01/02/2018), 2,000 (granted 03/11/2019), 1,170 (granted 03/11/2020), 646 (granted 03/11/2021) and 1,042 (granted 03/15/2022).
- This transaction was executed in multiple trades at prices ranging from $63.00 to $63.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $63.13 to $63.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Expiration Date is accelerated due to resignation, effective August 12, 2022.
- Forfeiture of Stock Option Award (granted 01/02/2018) due to resignation, effective August 12, 2022.
- Forfeiture of Stock Option Award (granted 03/11/2019) due to resignation, effective August 12, 2022.
- Forfeiture of Stock Option Award (granted 03/11/2020) due to resignation, effective August 12, 2022.
- Forfeiture of Stock Option Award (granted 03/11/2021) due to resignation, effective August 12, 2022.
- Forfeiture of Stock Option Award (granted 03/15/2022) due to resignation, effective August 12, 2022.
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