Filing Details
- Accession Number:
- 0001403431-22-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-15 21:30:19
- Reporting Period:
- 2022-08-11
- Accepted Time:
- 2022-08-15 21:30:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403431 | Heritage-Crystal Clean Inc. | HCCI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1350849 | Jr M Fred Fehsenfeld | C/O Heritage-Crystal Clean, Inc. 2175 Point Boulevard, Suite 375 Elgin IL 60123 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-02-01 | 400,000 | $0.00 | 637,647 | No | 5 | G | Direct | |
Common Stock | Disposition | 2022-08-11 | 32,561 | $35.05 | 708,268 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2022-08-11 | 6,716 | $35.90 | 701,552 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2022-08-12 | 142,498 | $35.08 | 559,054 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2022-08-15 | 118,225 | $35.30 | 440,829 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Footnotes
- The reported securities were transferred by the Reporting Person as a gift to the Kobe Foundation, Inc. The Reporting Person exercises investment discretion over but has no pecuniary interest in the securities held, or transactions by, the Kobe Foundation, Inc. and disclaims beneficial ownership of all such securities.
- The reported price is a volume weighted average price. The shares of Common Stock ("Shares") were sold in multiple transactions at prices ranging from $34.72 to $35.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of Shares sold by each of the Trusts (defined below) at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) of this Form 4.
- The reported securities are directly held by trusts for the benefit of the Reporting Person's family (the "Trusts"). The Reporting Person serves as trustee of each of the Trusts and therefore may be deemed to have beneficial ownership of the reported securities but disclaims such ownership except to the extent of his pecuniary interest therein.
- The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $35.50 to $36.02, inclusive.
- The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $34.68 to $35.26, inclusive.
- The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $34.82 to $35.64, inclusive.