Filing Details
- Accession Number:
- 0001193805-22-001195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-15 20:16:03
- Reporting Period:
- 2022-08-11
- Accepted Time:
- 2022-08-15 20:16:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707388 | Star Equity Holdings Inc. | STRR | Electromedical & Electrotherapeutic Apparatus (3845) | 330145723 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548312 | E. Jeffrey Eberwein | C/O Star Equity Holdings, Inc. 53 Forest Avenue, Suite 101 Old Greenwich CT 06870 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-08-15 | 8,270 | $0.00 | 2,526,772 | No | 4 | M | Direct | |
10% Series A Cumulative Perpetual Preferred Stock | Disposition | 2022-08-12 | 2,805 | $9.89 | 1,259,430 | No | 4 | S | Direct | |
10% Series A Cumulative Perpetual Preferred Stock | Disposition | 2022-08-15 | 2 | $9.89 | 1,259,428 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2022-08-11 | 81,967 | $0.00 | 81,967 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2022-08-11 | 15,876 | $0.00 | 15,876 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2022-08-11 | 28,619 | $0.00 | 28,619 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2022-08-15 | 8,270 | $0.00 | 8,270 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
81,967 | No | 4 | A | Direct | ||
15,876 | No | 4 | A | Direct | ||
28,619 | No | 4 | A | Direct | ||
0 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
- The sales of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eberwein.
- Award of Restricted Stock Units as annual compensation in the amount of $100,000, as approved by the Compensation Committee of the Board of Directors. The number of Restricted Stock Units granted was determined using the closing sales price per share on April 4, 2022, the second business day following the filing of the Company's Annual Report on Form 10-K, of $1.22.
- One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 11, 2022, subject to the reporting person continuing to be a service provider through such date.
- Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended, and in lieu of a quarterly cash board retainer fee in the amount of $21,750 for the first quarter of 2022. The number of Restricted Stock Units granted was determined using the closing sales price per share on February 15, 2022 (the middle of the first quarter) of $1.37.
- Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended, and in lieu of a quarterly cash board retainer fee in the amount of $21,750 for the second quarter of 2022. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 13, 2022 (the last trading day prior to the middle of the second quarter) of $0.76.
- On August 15, 2021 the Reporting Person was granted 8,270 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 15, 2022.