Filing Details
- Accession Number:
- 0001225208-22-009571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-15 19:55:24
- Reporting Period:
- 2022-08-15
- Accepted Time:
- 2022-08-15 19:55:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204551 | A Michael Mussallem | One Edwards Way Irvine CA 92614 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-08-15 | 29,375 | $35.20 | 186,728 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-08-15 | 100 | $105.41 | 186,628 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-15 | 4,002 | $104.03 | 182,626 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-15 | 9,500 | $0.00 | 173,126 | No | 4 | G | Direct | |
Common Stock | Disposition | 2022-08-15 | 15,773 | $104.92 | 157,353 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-08-15 | 9,500 | $0.00 | 3,435,017 | No | 4 | G | Indirect | By Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Indirect | By Living Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2022-08-15 | 29,375 | $0.00 | 29,375 | $35.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
264,375 | 2016-06-12 | 2023-05-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 371,705 | Indirect | 401(k) |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2022.
- This transaction was executed in multiple trades at prices ranging from $103.36 to $104.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $104.39 to $105.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Reflects shares represented on the most recent statement of the Issuer's 401(k) Plan Administrator.