Filing Details
- Accession Number:
- 0001421517-22-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-11 17:59:26
- Reporting Period:
- 2022-08-09
- Accepted Time:
- 2022-08-11 17:59:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232218 | Lang Yu Robert Mao | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-09 | 2,000 | $5.43 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-09 | 2,000 | $22.46 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-08-10 | 15,236 | $5.43 | 15,236 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-09 | 2,000 | $5.43 | 2,000 | $5.43 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-10 | 15,236 | $5.43 | 15,236 | $5.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,236 | 2023-09-03 | No | 4 | M | Direct | |
| 0 | 2023-09-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 64,042 | Indirect | Limited Purpose Trust |
| Common Stock | 32,166 | Indirect | The Robert and Iran Mao Rev Trust DTD 04-06-2006 |
Footnotes
- This stock option was granted on 9/3/2013. All the options are fully vested and exercisable on the date of the 2014 Shareholder Meeting.
Billionaire Hedge Funds
