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Filing Details

Accession Number:: 0001104659-22-088871
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-08-10 19:58:26
Reporting Period:: 2022-08-08

Accepted Time:: 2022-08-10 19:58:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1699838	Confluent Inc.	CFLT	Services-Prepackaged Software (7372)	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1091435	Mitchell Lasky	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190191	William J Gurley	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1219230	H Peter Fenton	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1572685	Matt Cohler	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1695859	Chetan Puttagunta	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1774645	E Sarah Tavel	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1825956	An-Yen Hu	2965 Woodside Road Woodside CA 94062	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2022-08-08	3,862,593	$0.00	3,862,593	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2022-08-08	3,862,593	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-08-08	90,484	$0.00	1,599,904	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-08-08	36,342	$0.00	1,179,019	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2022-08-09	8,463	$30.68	1,170,556	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2022-08-09	2,100	$31.55	1,168,456	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-08-08	10,347	$0.00	20,694	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-08-08	47,549	$0.00	1,514,035	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-08-08	20,694	$0.00	20,694	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-08-08	37,201	$0.00	1,374,798	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-08-08	4,441	$0.00	955,052	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2022-08-09	9,131	$30.68	945,921	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2022-08-09	2,265	$31.55	943,656	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-08-08	42	$0.00	11,994	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-08-08	951	$0.00	182,756	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2022-08-09	2,072	$30.68	180,684	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2022-08-09	514	$31.55	180,170	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2022-08-08	3,862,593	$0.00	3,862,593	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
18,023,439			No	4	C	Indirect

Footnotes

Shares are held by Benchmark Capital Partners VIII, L.P. ("BCP VIII"), for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of each of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
Shares are held by Matthew R. Cohler's trust entity.
Shares are held by Peter H. Fenton's trust entities.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $30.22 to a high of $31.18, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $31.22 to a high of $31.9, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Shares are held by Mitchell H. Lasky's family partnership.
Shares are held by Mitchell H. Lasky's family trust.
Shares are held by J. William Gurley's family partnerships.
Shares are held by J. William Gurley's trust entity.
Shares are held by Sarah Tavel.
Shares held by An-Yen Hu's trust entity.
Shares held by Chetan Puttagunta's trust entity.
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.