Filing Details
- Accession Number:
- 0000796505-22-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-10 17:37:33
- Reporting Period:
- 2022-08-08
- Accepted Time:
- 2022-08-10 17:37:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796505 | Clearfield Inc. | CLFD | Telephone & Telegraph Apparatus (3661) | 411347235 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1264406 | Cheryl Beranek | 7050 Winnetka Ave. N. Suite 100 Brooklyn Park MN 55428 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-08 | 20,000 | $12.17 | 453,240 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-08 | 10,940 | $112.38 | 442,300 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2022-08-08 | 16,000 | $12.43 | 458,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-08 | 8,771 | $112.38 | 449,529 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-08-09 | 16,289 | $110.77 | 433,240 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2022-08-08 | 20,000 | $0.00 | 20,000 | $12.17 |
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2022-08-08 | 16,000 | $0.00 | 16,000 | $12.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 66,573 | 2019-11-14 | 2022-11-14 | No | 4 | M | Direct |
| 50,573 | 2020-11-13 | 2025-11-13 | No | 4 | M | Direct |
Footnotes
- Exercised as options were set to expire on November 14, 2022.
- The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2021.
- The stock option exercised vested in 1/5th increments beginning 11/13/2020 through 11/13/2024.
- The price in column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $109.90 to $111.88.
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