Filing Details
- Accession Number:
- 0001127602-11-019451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-16 18:17:27
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-06-16
- Accepted Time:
- 2011-06-16 18:17:27
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205948 | A David Westerlund | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Exec Vp, Admin & Corp Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-14 | 2,000 | $11.87 | 225,466 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-14 | 2,000 | $38.11 | 223,466 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-15 | 248 | $37.54 | 223,714 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-06-14 | 2,000 | $0.00 | 2,000 | $11.87 |
Common Stock | Deferred Compensation Company Stock Plan | Acquisiton | 2011-06-15 | 192 | $37.54 | 192 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,000 | 2012-04-23 | No | 4 | M | Direct | |
103,187 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,877 | Indirect | 401(k) Plan |
Common Stock | 6,156 | Indirect | By Spouse |
Footnotes
- Exercise of Stock Options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 24, 2011.
- Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 24, 2011.
- Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
- Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- The reporting person expressly disclaims beneficial ownership of the spouse's securities.
- Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option.
- Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
- Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.