Filing Details

Accession Number:
0001127602-11-019451
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-16 18:17:27
Reporting Period:
2011-06-14
Filing Date:
2011-06-16
Accepted Time:
2011-06-16 18:17:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205948 A David Westerlund Ball Corporation
10 Longs Peak Dr.
Broomfield CO 80021-2510
Exec Vp, Admin & Corp Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-14 2,000 $11.87 225,466 No 4 M Direct
Common Stock Disposition 2011-06-14 2,000 $38.11 223,466 No 4 S Direct
Common Stock Acquisiton 2011-06-15 248 $37.54 223,714 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-06-14 2,000 $0.00 2,000 $11.87
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2011-06-15 192 $37.54 192 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,000 2012-04-23 No 4 M Direct
103,187 No 4 J Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,877 Indirect 401(k) Plan
Common Stock 6,156 Indirect By Spouse
Footnotes
  1. Exercise of Stock Options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 24, 2011.
  2. Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on February 24, 2011.
  3. Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
  4. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  5. The reporting person expressly disclaims beneficial ownership of the spouse's securities.
  6. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option.
  7. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
  8. Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
  9. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.