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Home > Insider Trading > Filing (0001209191-22-045117)

Filing Details

Accession Number:: 0001209191-22-045117
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-08-09 20:17:26
Reporting Period:: 2022-08-08

Accepted Time:: 2022-08-09 20:17:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1642545	Shockwave Medical Inc.	SWAV	Surgical & Medical Instruments & Apparatus (3841)	270494101

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1911088	Trinh Phung	C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054	Vp, Finance	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-08-08	3,540	$6.71	32,103	No	4	M	Direct
Common Stock	Disposition	2022-08-08	3,540	$225.00	28,563	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2022-08-08	3,540	$0.00	3,540	$6.71

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,033		2028-10-18	No	4	M	Direct

Footnotes

All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/10/2022.
All reported securities were sold at a price of $225.00.
1/48th of the stock options vest monthly beginning on 11/18/2018, subject to the continued service to the Issuer by the Reporting Person on each vesting date.