Filing Details
- Accession Number:
- 0001209191-22-045117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-09 20:17:26
- Reporting Period:
- 2022-08-08
- Accepted Time:
- 2022-08-09 20:17:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1642545 | Shockwave Medical Inc. | SWAV | Surgical & Medical Instruments & Apparatus (3841) | 270494101 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1911088 | Trinh Phung | C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054 | Vp, Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-08 | 3,540 | $6.71 | 32,103 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-08 | 3,540 | $225.00 | 28,563 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2022-08-08 | 3,540 | $0.00 | 3,540 | $6.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,033 | 2028-10-18 | No | 4 | M | Direct |
Footnotes
- All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/10/2022.
- All reported securities were sold at a price of $225.00.
- 1/48th of the stock options vest monthly beginning on 11/18/2018, subject to the continued service to the Issuer by the Reporting Person on each vesting date.
Billionaire Hedge Funds
