Filing Details
- Accession Number:
- 0001604643-22-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-09 16:44:57
- Reporting Period:
- 2022-08-05
- Accepted Time:
- 2022-08-09 16:44:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604643 | Evoqua Water Technologies Corp. | AQUA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353838 | C Ronald Keating | Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-05 | 165,422 | $4.64 | 928,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-05 | 165,422 | $38.77 | 762,724 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-08-08 | 78,159 | $4.64 | 840,883 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-08 | 78,159 | $38.61 | 762,724 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-05 | 165,422 | $0.00 | 165,422 | $4.64 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-08-08 | 78,159 | $0.00 | 78,159 | $4.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,078,159 | 2024-12-15 | No | 4 | M | Direct | |
| 1,000,000 | 2024-12-15 | No | 4 | M | Direct |
Footnotes
- The amount of these securities includes an aggregate of 336,323 unvested restricted stock units and earned performance share units that are not yet settled, in each case, in respect of the issuer's common stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.6000 to $39.0350, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.3200 to $38.7750, inclusive.
- This option is fully vested.
Billionaire Hedge Funds
