Filing Details
- Accession Number:
- 0001217453-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-16 17:38:33
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-06-16
- Accepted Time:
- 2011-06-16 17:38:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217453 | M Linda Kane | 50 Public Square, Suite 1100 Cleveland OH 44113 | Sr Vp/Chief Acctg Admin Off | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-06-14 | 1,750 | $18.05 | 4,495 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2011-06-14 | 250 | $0.00 | 4,245 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2011-06-14 | 250 | $0.00 | 3,995 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2011-06-14 | 100 | $0.00 | 3,895 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,064 | Indirect | 401k Plan |
Class A Common Stock | 1,366 | Direct | |
Class A Common Stock | 5,251 | Direct | |
Class A Common Stock | 3,418 | Direct | |
Class A Common Stock | 3,927 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common | 2005 Stock Option Grant (right to buy) | $31.75 | 2007-04-06 | 2015-04-06 | 11,250 | 11,250 | Direct |
Class A Common | 2006 Stock Option Grant (right to buy) | $46.37 | 2008-04-04 | 2016-04-04 | 15,000 | 15,000 | Direct |
Class A Common | 2007 Stock Option Grant (right to buy) | $65.35 | 2009-03-29 | 2017-03-29 | 15,000 | 15,000 | Direct |
Class A Common | 2008 Stock Option Grant (right to buy) | $36.38 | 2010-06-18 | 2018-06-18 | 6,522 | 6,522 | Direct |
Class A Common | 2009 Stock Option Grant (right to buy) | $7.80 | 2011-04-21 | 2019-04-21 | 3,261 | 2,446 | Direct |
Class A Common | 2010 Stock Option Grant (right to buy) | $15.89 | 2012-04-14 | 2020-04-14 | 5,437 | 5,437 | Direct |
Class A Common | 2011 Stock Option Grant (right to buy) | $17.72 | 2013-04-13 | 2021-04-13 | 6,213 | 6,213 | Direct |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 1,735 | 1,735 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-04-06 | 11,250 | 11,250 | Direct |
2016-04-04 | 15,000 | 15,000 | Direct |
2017-03-29 | 15,000 | 15,000 | Direct |
2018-06-18 | 6,522 | 6,522 | Direct |
2019-04-21 | 3,261 | 2,446 | Direct |
2020-04-14 | 5,437 | 5,437 | Direct |
2021-04-13 | 6,213 | 6,213 | Direct |
1988-08-08 | 1,735 | 1,735 | Indirect |
Footnotes
- Class A Common Stock - 401k account - Held Indirect.
- 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012.
- 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
- 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
- 2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
- Shares are held in a street account.
- 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
- 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
- 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
- 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
- 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
- 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
- 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
- Stocks are convertible from Class B to Class A on a 1-for-1 basis.
- Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
- Class B Common Stock - 401k account - Held indirect.