Filing Details

Accession Number:
0001217453-11-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-16 17:38:33
Reporting Period:
2011-06-14
Filing Date:
2011-06-16
Accepted Time:
2011-06-16 17:38:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217453 M Linda Kane 50 Public Square, Suite 1100
Cleveland OH 44113
Sr Vp/Chief Acctg Admin Off No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-06-14 1,750 $18.05 4,495 No 4 S Direct
Class A Common Stock Disposition 2011-06-14 250 $0.00 4,245 No 5 G Direct
Class A Common Stock Disposition 2011-06-14 250 $0.00 3,995 No 5 G Direct
Class A Common Stock Disposition 2011-06-14 100 $0.00 3,895 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,064 Indirect 401k Plan
Class A Common Stock 1,366 Direct
Class A Common Stock 5,251 Direct
Class A Common Stock 3,418 Direct
Class A Common Stock 3,927 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2005 Stock Option Grant (right to buy) $31.75 2007-04-06 2015-04-06 11,250 11,250 Direct
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 15,000 15,000 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 15,000 15,000 Direct
Class A Common 2008 Stock Option Grant (right to buy) $36.38 2010-06-18 2018-06-18 6,522 6,522 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2011-04-21 2019-04-21 3,261 2,446 Direct
Class A Common 2010 Stock Option Grant (right to buy) $15.89 2012-04-14 2020-04-14 5,437 5,437 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2013-04-13 2021-04-13 6,213 6,213 Direct
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 1,735 1,735 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-04-06 11,250 11,250 Direct
2016-04-04 15,000 15,000 Direct
2017-03-29 15,000 15,000 Direct
2018-06-18 6,522 6,522 Direct
2019-04-21 3,261 2,446 Direct
2020-04-14 5,437 5,437 Direct
2021-04-13 6,213 6,213 Direct
1988-08-08 1,735 1,735 Indirect
Footnotes
  1. Class A Common Stock - 401k account - Held Indirect.
  2. 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012.
  3. 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
  4. 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
  5. 2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
  6. Shares are held in a street account.
  7. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  8. 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
  9. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  10. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  11. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  12. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  13. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  14. Stocks are convertible from Class B to Class A on a 1-for-1 basis.
  15. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
  16. Class B Common Stock - 401k account - Held indirect.