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Filing Details

Accession Number:: 0000899243-22-028000
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-08-08 16:59:10
Reporting Period:: 2022-08-04

Accepted Time:: 2022-08-08 16:59:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1192448	Glaukos Corp	GKOS	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1293171	H Gilbert Kliman	467 First Street Suite 201 Los Altos CA 94022		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-08-04	333,917	$0.00	0	No	4	J	Indirect	InterWest Partners X, LP
Common Stock	Acquisiton	2022-08-04	83,955	$0.00	83,955	No	4	J	Indirect	InterWest Management Partners X, LLC
Common Stock	Disposition	2022-08-04	83,955	$0.00	0	No	4	J	Indirect	InterWest Management Partners X, LLC
Common Stock	Acquisiton	2022-08-04	19,045	$0.00	27,305	No	4	J	Direct
Common Stock	Disposition	2022-08-05	3,362	$53.01	0	No	4	S	Indirect	By InterWest Partners IX, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	InterWest Partners X, LP
No	4	J	Indirect	InterWest Management Partners X, LLC
No	4	J	Indirect	InterWest Management Partners X, LLC
No	4	J	Direct
No	4	S	Indirect	By InterWest Partners IX, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,965	Indirect	By InterWest Venture Management Company

Footnotes

Represents pro rata in-kind distribution by InterWest Partners X, LP ("IP10") without consideration to its limited and general partners in accordance with the terms of the InterWest Partners X, LP Limited Partnership Agreement. Includes 83,955 shares distributed to InterWest Management Partners X, LLC ("IMP10") its general partner.
Represents pro rata in-kind distribution by IMP10 without consideration to its members in accordance with the terms of the InterWest Management Partners X, LLC Operating Agreement. Includes 19,045 shares distributed to the Reporting Person.
The shares are owned by IP10. The general partner of IP10 is IMP10. The Reporting Person has shared voting and investment control over shares owned by IP10, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.
The price represents the weighted-average price of the shares sold in multiple transactions ranging from $52.77 to $53.165 per share, inclusive. The Reporting Person undertakes to provide the Issuer, a security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Consists of shares owned by InterWest Partners IX, LP ("IP9"). The Reporting Person is a Managing Director of InterWest Management Partners IX, LLC, the general partner of IP9. The Reporting Person has shared voting and investment control over shares owned by IP9, and disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.
Consists of shares owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer, director and shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.
Includes 6,746 restricted stock units that have not yet vested or been delivered to the Reporting Person.