Filing Details
- Accession Number:
- 0000927628-22-000259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-08 16:11:02
- Reporting Period:
- 2022-08-04
- Accepted Time:
- 2022-08-08 16:11:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238032 | D Richard Fairbank | 1680 Capital One Drive Mclean VA 22102 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-08-04 | 12,538 | $56.32 | 3,771,401 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-08-04 | 12,138 | $107.28 | 3,759,263 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-04 | 400 | $107.86 | 3,758,863 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-08-05 | 12,538 | $56.32 | 3,771,401 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-08-05 | 10,377 | $105.64 | 3,761,024 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-05 | 2,161 | $106.30 | 3,758,863 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2022-08-04 | 12,538 | $0.00 | 12,538 | $56.32 |
Common Stock | Stock Options | Disposition | 2022-08-05 | 12,538 | $0.00 | 12,538 | $56.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
213,143 | 2016-02-10 | 2023-01-30 | No | 4 | M | Direct |
200,605 | 2016-02-10 | 2023-01-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.73 to $107.71. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.09 to $106.04. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.11 to $106.42. Information regarding the number of shares sold at each price will be provided upon request.