Filing Details
- Accession Number:
- 0001181431-11-036999
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-16 17:07:06
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-06-16
- Accepted Time:
- 2011-06-16 17:07:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1323885 | Atricure Inc. | ATRC | Surgical & Medical Instruments & Apparatus (3841) | 341940305 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1336061 | Frederick Preiss | 6217 Centre Park Drive West Chester OH 45069 | Vice President Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-14 | 14,687 | $9.50 | 38,687 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-06-14 | 3,680 | $5.60 | 42,367 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-06-14 | 21,052 | $11.63 | 63,419 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-14 | 39,419 | $14.07 | 24,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2011-06-14 | 3,680 | $0.00 | 3,680 | $5.60 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-06-14 | 14,687 | $0.00 | 14,687 | $9.50 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-06-14 | 21,052 | $0.00 | 21,052 | $11.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,320 | 2011-02-17 | 2020-02-17 | No | 4 | M | Direct |
313 | 2008-06-20 | 2017-06-20 | No | 4 | M | Direct |
0 | 2006-06-03 | 2017-06-20 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $14.00 to $14.30 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These options were granted on February 17, 2010 and are exercisable cumulatively at a rate of 25% on February 17, 2011 (one year from grant date), and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
- These options were granted on June 20, 2007 and are exercisable cumulatively at a rate of 25% on June 20, 2008 (one year from grant date), and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
- These options were granted on June 3, 2005 and are exercisable cumulatively at a rate of 25% per annum beginning on June 3, 2006 (one year from grant date).