Filing Details
- Accession Number:
- 0000927628-22-000257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-04 16:10:23
- Reporting Period:
- 2022-08-02
- Accepted Time:
- 2022-08-04 16:10:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238032 | D Richard Fairbank | 1680 Capital One Drive Mclean VA 22102 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-08-02 | 12,538 | $56.32 | 3,771,401 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-02 | 8,193 | $107.90 | 3,763,208 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-08-02 | 4,345 | $108.64 | 3,758,863 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-08-03 | 12,538 | $56.32 | 3,771,401 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-03 | 11,057 | $108.30 | 3,760,344 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-08-03 | 1,481 | $108.82 | 3,758,863 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2022-08-02 | 12,538 | $0.00 | 12,538 | $56.32 |
| Common Stock | Stock Options | Disposition | 2022-08-03 | 12,538 | $0.00 | 12,538 | $56.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 238,219 | 2016-02-10 | 2023-01-30 | No | 4 | M | Direct |
| 225,681 | 2016-02-10 | 2023-01-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.42 to $108.39. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.44 to $108.84. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.78 to $108.68. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.79 to $108.95. Information regarding the number of shares sold at each price will be provided upon request.
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