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Filing Details

Accession Number:: 0001104659-22-085776
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-08-03 20:51:19
Reporting Period:: 2022-08-01

Accepted Time:: 2022-08-03 20:51:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1840292	Heliogen Inc.	HLGN	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1270521	Kittu Krishna Kolluri	2744 Sandhill Rd. #150 Menlo Park CA 94025	No	No	Yes	No
1696925	Neotribe Partners I, Llc	2744 Sand Hill Rd. #150 Menlo Park CA 94025	No	No	Yes	No
1696926	Neotribe Ventures I, L.p.	2744 Sandhill Rd. #150 Menlo Park CA 94025	No	No	Yes	No
1696927	Neotribe Associates I, L.p.	2744 Sandhill Rd. #150 Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-08-01	55,601	$2.35	21,755,057	No	4	S	Indirect	See footnote
Common Stock	Disposition	2022-08-01	2,238	$2.35	876,646	No	4	S	Indirect	See footnote
Common Stock	Disposition	2022-08-02	338,547	$2.62	21,416,510	No	4	S	Indirect	See footnote
Common Stock	Disposition	2022-08-02	13,629	$2.62	863,017	No	4	S	Indirect	See footnote
Common Stock	Disposition	2022-08-03	153,566	$2.62	21,262,944	No	4	S	Indirect	See footnote
Common Stock	Disposition	2022-08-03	6,128	$2.62	856,889	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Footnotes

Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.22 to $2.42. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Shares are held directly by NeoTribe Ventures I, L.P. ("NTV I"). NeoTribe Partners I, LLC ("NTP I") is the general partner of NTV I. Krishna Kolluri ("Kolluri") is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTV I. Such managing member disclaims beneficial ownership of the shares held by NTV I except to the extent of his pecuniary interest therein.
Shares are held directly by NeoTribe Associates I, L.P. ("NTA I"). NTP I is the general partner of NTA I. Kolluri is the managing member of NTP I and therefore may be deemed to hold voting and dispositive power over the shares held by NTA I. Such managing member disclaims beneficial ownership of the shares held by NTA I except to the extent of his pecuniary interest therein.
Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.33 to $2.69. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $2.47 to $2.68. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.