Filing Details

Accession Number:
0001209191-11-034971
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-16 16:02:10
Reporting Period:
2011-06-14
Filing Date:
2011-06-16
Accepted Time:
2011-06-16 16:02:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1320934 International Coal Group Inc. ICO Bituminous Coal & Lignite Surface Mining (1221) 202641185
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1037676 Arch Coal Inc One Cityplace Drive
Suite 300
St. Louis MO 63141
No No Yes No
1523283 Atlas Acquisition Corp. C/O Arch Coal, Inc.
One Cityplace Drive, Suite 300
St. Louis MO 63141
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-06-14 120,441,395 $14.60 292,157,281 No 4 P Indirect See Footnote
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-06-15 32,461,919 $14.60 10 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. This form is a joint filing by Arch Coal, Inc., a Delaware corporation ("Arch"), and Atlas Acquisition Corp., a Delaware corporation and direct wholly owned subsidiary of Arch ("Merger Sub").
  2. Shares of common stock, par value $0.01 per share (the "Shares"), of International Coal Group, Inc. ("ICG") acquired pursuant to the exercise of the "top-up" option (the "Top-Up Option") to purchase additional Shares from ICG pursuant to the Agreement and Plan of Merger, dated as of May 2, 2011 (as amended from time to time, the "Merger Agreement"), by and among Arch, Merger Sub and ICG.
  3. Shares are held by Merger Sub. As Merger Sub is a direct wholly owned subsidiary of Arch, Arch may be deemed to have acquired indirect beneficial ownership of the Shares.
  4. Reflects all of the outstanding Shares of ICG not acquired through either (a) the tender offer effected pursuant to the Merger Agreement or (b) the exercise of the Top-Up Option, which may be deemed to have been acquired by Arch and Merger Sub pursuant to the consummation of the Merger (as defined below).
  5. Following the exercise of the Top-Up Option, Merger Sub was merged with and into ICG, with ICG surviving the merger as a direct wholly owned subsidiary of Arch pursuant to a "short form" merger under Delaware law (the "Merger"). At the effective time of the Merger, all of ICG's previously outstanding Shares held by the reporting persons were canceled. Prior to the Merger, Arch held 10 shares of the common stock, par value $0.01 per share, of Merger Sub, which represented all of the issued and outstanding capital stock of Merger Sub. At the effective time of the Merger, each share of the common stock of Merger Sub was converted into a share of the surviving corporation's common stock.