Filing Details
- Accession Number:
- 0001062993-22-017185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-03 16:42:10
- Reporting Period:
- 2022-08-01
- Accepted Time:
- 2022-08-03 16:42:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
783280 | Duke Realty Corp | DRE | Real Estate Investment Trusts (6798) | 351740409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1431678 | A Mark Denien | 8711 River Crossing Boulevard Indianapolis IN 46240 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-08-01 | 140,000 | $0.00 | 140,000 | No | 4 | C | Direct | |
Common Stock | Disposition | 2022-08-03 | 140,000 | $62.13 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-03 | 9,652 | $62.13 | 0 | No | 4 | S | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By 401(k) Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Units | Disposition | 2022-08-01 | 140,000 | $0.00 | 140,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
85,254 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | LTIP Units | $0.00 | 4,469 | 4,469 | Direct | ||
Common Stock | LTIP Units | $0.00 | 8,188 | 8,188 | Direct | ||
Common Stock | LTIP Units | $0.00 | 10,724 | 10,724 | Direct | ||
Common Stock | LTIP Units | $0.00 | 63,114 | 63,114 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
4,469 | 4,469 | Direct | |
8,188 | 8,188 | Direct | |
10,724 | 10,724 | Direct | |
63,114 | 63,114 | Direct |
Footnotes
- The Reporting Person redeemed 140,000 Common Units of Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner. Common Units are described in footnote 9.
- In addition to security ownership disclosed above in Table I, Reporting Person's beneficial ownership of company securities includes derivative LTIP partnership unit securities disclosed in Table II.
- Between February 14, 2022 and August 3, 2022, the Reporting Person acquired 12 shares of DRE's common stock under the Company's 401(k) Plan.
- Represents units of limited partnership interest (LTIP Unit) in Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based incentive programs. When both earned and vested, each LTIP Unit will automatically convert into a Common Unit of limited partnership interest in DRLP. Each Common Unit acquired upon the conversion of an LTIP Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP Units converted to Common Units are generally not redeemable until two years from the date of the grant.
- LTIP Units vest in three equal installments beginning on February 10, 2021 and have no expiration date.
- LTIP Units vest in three equal installments beginning on February 10, 2022 and have no expiration date.
- LTIP Units vest in three equal installments beginning on February 10, 2023 and have no expiration date.
- LTIP Units awarded in lieu of performance share plan units, upon meeting the performance-based conditions and pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. LTIP Units are awarded according to the terms described in footnote 4 and have no expiration date.
- Represents LTIP Units that have converted to Common Units of DRLP. Each Common Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP Units converted to Common Units are generally not redeemable until two years from the date of grant and have no expiration date.