Filing Details
- Accession Number:
- 0001209191-22-043945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-02 17:22:22
- Reporting Period:
- 2022-07-31
- Accepted Time:
- 2022-08-02 17:22:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Business Services, Nec (7389) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654667 | Guy Chiarello | 255 Fiserv Drive Brookfield WI 53045 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-07-31 | 57,589 | $0.00 | 270,453 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2022-07-31 | 29,400 | $105.68 | 241,053 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2022-08-01 | 15,000 | $41.75 | 256,053 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-01 | 10,100 | $104.11 | 245,953 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-08-01 | 4,900 | $105.00 | 241,053 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-08-01 | 4,000 | $105.03 | 237,053 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-08-01 | 11,000 | $36.54 | 248,053 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-08-01 | 11,000 | $106.06 | 237,053 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-08-01 | 15,000 | $0.00 | 15,000 | $41.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-08-01 | 11,000 | $0.00 | 11,000 | $36.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,937 | 2015-01-01 | 2024-02-10 | No | 4 | M | Direct |
| 0 | 2014-07-11 | 2023-07-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 26,118 | Indirect | By Trust |
| Common Stock | 37,381 | Indirect | By Trust |
Footnotes
- Reflects the issuance of shares on July 31, 2022, upon the vesting of performance share units granted on August 1, 2019.
- Reflects payment of tax liability by withholding securities incident to vesting of performance share units.
- This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
- This transaction was executed in multiple trades at prices ranging from $103.93 to $104.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $104.94 to $105.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
- This transaction was executed in multiple trades at prices ranging from $105.00 to $105.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $106.04 to $106.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.
- Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
- This option vested in three equal installments on each anniversary of January 1, 2014.
- This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.
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