Filing Details
- Accession Number:
- 0001415889-22-008101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-02 15:26:40
- Reporting Period:
- 2022-07-29
- Accepted Time:
- 2022-08-02 15:26:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051627 | Axt Inc | AXTI | Semiconductors & Related Devices (3674) | 943031310 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257647 | L Gary Fischer | 4281 Technology Dr. Fremont CA 94538 | Vice President, Cfo & Corp Sec | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-07-29 | 60,000 | $8.25 | 319,020 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-08-01 | 40,000 | $9.19 | 279,020 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022.
Billionaire Hedge Funds
