Filing Details
- Accession Number:
- 0001213900-22-043980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-08-02 14:17:12
- Reporting Period:
- 2022-08-01
- Accepted Time:
- 2022-08-02 14:17:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1464790 | B. Riley Financial Inc. | RILY | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263385 | E Randall Paulson | C/O B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Santa Monica CA 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-08-01 | 25,000 | $52.13 | 210,907 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-08-02 | 15,000 | $52.33 | 225,907 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- These transactions were executed in multiple trades at prices ranging from $50.52 to $53.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $51.57 to $53.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.