Filing Details
- Accession Number:
- 0001140361-11-033104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-16 12:39:02
- Reporting Period:
- 2011-06-15
- Filing Date:
- 2011-06-16
- Accepted Time:
- 2011-06-16 12:39:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1086319 | Gasco Energy Inc | GSX | Crude Petroleum & Natural Gas (1311) | 980204105 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1145504 | Iii King W Grant | 8 Inverness Drive East, #100 Englewood CO 80112 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-15 | 104,167 | $0.24 | 544,623 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to Buy | Acquisiton | 2011-06-15 | 104,167 | $0.00 | 78,125 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 78,125 | 2011-06-15 | 2016-06-15 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 440,456 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to Buy | $1.00 | 2003-06-10 | 2013-02-10 | 200,000 | 200,000 | Direct |
| Common Stock | Right to Buy | $1.92 | 2004-11-27 | 2014-07-27 | 100,000 | 100,000 | Direct |
| Common Stock | Right to Buy | $3.39 | 2005-10-09 | 2015-06-09 | 160,000 | 160,000 | Direct |
| Common Stock | Right to Buy | $2.00 | 2001-12-31 | 2011-12-31 | 137,000 | 137,000 | Direct |
| Common Stock | Right to Buy | $1.99 | 2008-05-23 | 2018-01-23 | 50,000 | 50,000 | Direct |
| Common Stock | Right to Buy | $1.80 | 2009-01-18 | 2013-09-18 | 200,000 | 200,000 | Direct |
| Common Stock | Right to Buy | $1.00 | 2009-03-15 | 2013-12-15 | 31,250 | 31,250 | Direct |
| Common Stock | Right to Buy | $0.52 | 2010-01-17 | 2014-09-17 | 200,000 | 200,000 | Direct |
| Common Stock | Right to Buy | $0.36 | 2010-10-29 | 2015-06-29 | 60,000 | 60,000 | Direct |
| Common Stock | Right to Buy | $0.37 | 2011-04-23 | 2015-12-23 | 150,000 | 150,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-02-10 | 200,000 | 200,000 | Direct |
| 2014-07-27 | 100,000 | 100,000 | Direct |
| 2015-06-09 | 160,000 | 160,000 | Direct |
| 2011-12-31 | 137,000 | 137,000 | Direct |
| 2018-01-23 | 50,000 | 50,000 | Direct |
| 2013-09-18 | 200,000 | 200,000 | Direct |
| 2013-12-15 | 31,250 | 31,250 | Direct |
| 2014-09-17 | 200,000 | 200,000 | Direct |
| 2015-06-29 | 60,000 | 60,000 | Direct |
| 2015-12-23 | 150,000 | 150,000 | Direct |
Footnotes
- Granted 200,000 options as compensation. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 6/10/03, and all options expiring 2/10/2013.
- Granted 100,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 11/27/04, and all options expiring 7/27/2014.
- Granted 160,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/9/05, and all options expiring 6/9/2015.
- Granted 50,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 5/23/08, and all options expiring 1/23/2018.
- Granted 200,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/18/09, and all options expiring 9/18/2013.
- Granted 31,250 options under Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 1 year period, with 1/4 of the amount vesting every 3 months commencing 3/15/09, and all options expiring 12/15/2013.
- These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/17/2010, and all options expiring 9/17/2014.
- Granted 60,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/29/10, and all options expiring 6/29/15.
- On 12/23/10, Mr. Grant was granted a restricted stock award of 50,000 shares of the Issuer's common stock pursuant to the Issuer's 2003 Restricted Stock Plan. These shares are subject to forfeiture with Mr. Grant having the right to retain 16,666 shares on or after 12/23/11, an additional 16,666 shares on or after 12/23/12, and the remaining 16,668 shares on or after 12/23/13.
- Granted 150,000 options under the Issuer's 1999 Stock Option Plan, subject to stockholder approval. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 4/23/11, and all options expiring 12/23/15.
- Mr. Grant purchased 104,167 units in Issuer's offering. Each unit consists of one share of common stock and a warrant to buy 0.75 of a share @ $0.35.
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