Filing Details
- Accession Number:
- 0001082440-22-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-07-22 21:26:04
- Reporting Period:
- 2022-07-20
- Accepted Time:
- 2022-07-22 21:26:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069258 | Kratos Defense & Security Solutions Inc. | KTOS | Guided Missiles & Space Vehicles & Parts (3760) | 133818604 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1082440 | M Eric Demarco | 10680 Treena Street, Suite 600 San Diego CA 92131 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-07-20 | 15,000 | $0.00 | 620,674 | No | 4 | M | Indirect | by trust |
Common Stock | Disposition | 2022-07-20 | 5,902 | $14.28 | 614,772 | No | 4 | F | Indirect | by trust |
Common Stock | Acquisiton | 2022-07-20 | 30,000 | $0.00 | 644,772 | No | 4 | M | Indirect | by trust |
Common Stock | Disposition | 2022-07-20 | 11,805 | $14.28 | 632,967 | No | 4 | F | Indirect | by trust |
Common Stock | Disposition | 2022-07-21 | 10,000 | $14.37 | 622,967 | No | 4 | S | Indirect | by trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by trust |
No | 4 | F | Indirect | by trust |
No | 4 | M | Indirect | by trust |
No | 4 | F | Indirect | by trust |
No | 4 | S | Indirect | by trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2022-07-20 | 15,000 | $0.00 | 15,000 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2022-07-20 | 30,000 | $0.00 | 30,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | No | 4 | M | Direct | ||
150,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 56,820 | Direct |
Footnotes
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
- RSUs were granted on January 3, 2014 that vested and then released July 20, 2022 after a 5-year deferral period.
- RSUs were granted on January 4, 2017 that vested and then released July 20, 2022 after a 5-year deferral period.
- RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.
- Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.15 to $14.57 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 39,039 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,781 shares held through Issuer's 401(k) Plan.