Filing Details
- Accession Number:
- 0000899243-22-026606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-07-22 19:25:40
- Reporting Period:
- 2022-07-21
- Accepted Time:
- 2022-07-22 19:25:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1776197 | Akumin Inc. | AKU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1056313 | Stacy G Smith | 3131 Turtle Creek Blvd., #302 Dallas TX 75219 | No | No | Yes | No | |
1638046 | Scw Capital, Lp | 3131 Turtle Creek Blvd., #302 Dallas TX 75219 | No | No | Yes | No | |
1738045 | Scw Capital Management, Lp | 3131 Turtle Creek Blvd., #302 Dallas TX 75219 | No | No | Yes | No | |
1738855 | Scw Capital Qp, Lp | 3131 Turtle Creek Blvd., #302 Dallas TX 75219 | No | No | Yes | No | |
1820813 | Scw Single-Asset Partnership, Lp | 3131 Turtle Creek Blvd., #302 Dallas TX 75219 | No | No | Yes | No | |
1823555 | Scw Single-Asset Partnership Qp, Lp | 3131 Turtle Creek Blvd., #302 Dallas TX 75219 | No | No | Yes | No | |
1902816 | N. Robert Cathey | 3131 Turtle Creek Blvd., #302 Dallas TX 75219 | No | No | Yes | No | |
1902856 | Trinity Investment Group, Llc | 3131 Turtle Creek Blvd., #302 Dallas TX 75219 | No | No | Yes | No | |
1903982 | R. John Wagner | 3131 Turtle Creek Blvd., #302 Dallas TX 75219 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2022-07-21 | 3,065,257 | $0.52 | 0 | No | 4 | S | Indirect | See Footnotes |
Common Shares | Acquisiton | 2022-07-21 | 1,931,112 | $0.52 | 6,231,315 | No | 4 | P | Indirect | See Footnotes |
Common Shares | Acquisiton | 2022-07-21 | 1,134,145 | $0.52 | 3,167,742 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 2,000,547 | Indirect | See Footnotes |
Common Shares | 60,000 | Indirect | See Footnotes |
Common Shares | 110,000 | Indirect | See Footnotes |
Common Shares | 33,309 | Indirect | See Footnotes |
Footnotes
- Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person.
- This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement.
- SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity.
- Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
- Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer.
- SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer.
- SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer.
- SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer.
- Robert N. Cathey is the record and direct beneficial owner of these securities of the Issuer.
- John R. Wagner is the record and direct beneficial owner of these securities of the Issuer.
- G. Stacy Smith is the record and direct beneficial owner of these securities of the Issuer.