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Filing Details

Accession Number:: 0001312109-22-000160
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-07-22 16:37:18
Reporting Period:: 2022-07-21

Accepted Time:: 2022-07-22 16:37:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1312109	Silvergate Capital Corp	SI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1232737	J Alan Lane	4250 Executive Square Suite 300 La Jolla CA 92037	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-07-21	16,314	$16.09	16,314	No	4	M	Direct
Class A Common Stock	Disposition	2022-07-21	7,100	$91.83	9,214	No	4	S	Direct
Class A Common Stock	Disposition	2022-07-21	9,214	$92.94	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Non-Qualified Stock Options	Disposition	2022-07-21	16,314	$0.00	16,314	$16.09

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,314		2029-11-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	142,832	Indirect	By Self and Spouse as Trustees of Lane Trust
Class A Common Stock	88,268	Indirect	By IRA
Class A Common Stock	1,758	Indirect	By Employer 401(k) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Units	$0.00		2,169	2,169	Direct
Class A Common Stock	Restricted Stock Units	$0.00		5,977	5,977	Direct
Class A Common Stock	Non-Qualified Stock Options	$110.84	2032-02-22	13,810	13,810	Direct
Class A Common Stock	Restricted Stock Units	$0.00		5,546	5,546	Direct
Class A Common Stock	Non-Qualified Stock Options	$127.56	2031-02-26	7,838	7,838	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	2,169	2,169	Direct
	5,977	5,977	Direct
2032-02-22	13,810	13,810	Direct
	5,546	5,546	Direct
2031-02-26	7,838	7,838	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $91.40 to $92.255. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $92.33 to $93.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option becomes exercisable in four equal annual installments beginning November 18, 2020.
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest in three equal annual installments beginning on February 22, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
The option becomes exercisable in three annual installments beginning February 22, 2023.
The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
The option becomes exercisable in three annual installments beginning February 26, 2022.