Filing Details
- Accession Number:
- 0001415889-22-007914
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-07-22 16:30:41
- Reporting Period:
- 2022-07-20
- Accepted Time:
- 2022-07-22 16:30:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88205 | Spx Corp | SPXC | Metalworkg Machinery & Equipment (3540) | 381016240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1653288 | Iii William John Swann | C/O Spx Corporation 6325 Ardrey Kell Road, Suite 400 Charlotte NC 28277 | Pres., Heating And Location & | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-07-20 | 5,511 | $12.36 | 88,983 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-07-20 | 3,854 | $27.40 | 92,837 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-07-20 | 9,365 | $55.00 | 83,472 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option to purchase common stock | Disposition | 2022-07-20 | 5,511 | $0.00 | 5,511 | $12.36 |
| Common Stock | Employee stock option to purchase common stock | Disposition | 2022-07-20 | 3,854 | $0.00 | 3,854 | $27.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-10-13 | 2025-10-13 | No | 4 | M | Direct |
| 0 | 2020-03-01 | 2027-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,845 | Indirect | 401 (k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option to purchase common stock | $32.69 | 2021-02-22 | 2028-02-22 | 12,361 | 12,361 | Direct |
| Common Stock | Employee stock option to purchase common stock | $36.51 | 2022-02-21 | 2029-02-21 | 13,556 | 13,556 | Direct |
| Common Stock | Employee stock option to purchase common stock | $50.09 | 2023-02-20 | 2030-02-20 | 10,552 | 10,552 | Direct |
| Common Stock | Employee stock option to purchase common stock | $58.34 | 2024-03-01 | 2031-03-01 | 8,101 | 8,101 | Direct |
| Common Stock | Employee stock option to purchase common stock | $48.97 | 2025-03-01 | 2032-03-01 | 8,641 | 8,641 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-02-22 | 12,361 | 12,361 | Direct |
| 2029-02-21 | 13,556 | 13,556 | Direct |
| 2030-02-20 | 10,552 | 10,552 | Direct |
| 2031-03-01 | 8,101 | 8,101 | Direct |
| 2032-03-01 | 8,641 | 8,641 | Direct |
Footnotes
- Includes unvested restricted stock units.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2021.
- Vested as to 100% of the shares on the third anniversary of the grant date.
- Vests in three equal installments beginning on March 1, 2018.
- Vests in three equal installments beginning on February 22, 2019.
- Vests in three equal installments beginning on February 21, 2020.
- Vests in three equal installments beginning on February 20, 2021.
- Vests in three equal installments beginning on March 1, 2022.
- Vests in three equal installments beginning on March 1, 2023.
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