Filing Details
- Accession Number:
- 0001664272-22-000264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-07-22 16:22:47
- Reporting Period:
- 2022-07-20
- Accepted Time:
- 2022-07-22 16:22:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
92230 | Truist Financial Corp | TFC | National Commercial Banks (6021) | 560939887 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182002 | Jr H William Rogers | 214 N. Tryon Street Charlotte NC 28202 | Chairman And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-07-20 | 142,606 | $21.17 | 1,005,196 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-07-20 | 142,606 | $47.78 | 862,590 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-07-20 | 14,862 | $0.00 | 847,728 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2022-07-20 | 142,606 | $0.00 | 142,606 | $21.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-26 | 2023-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,290 | Indirect | By 401(k) |
Common Stock | 185,000 | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Unit | $0.00 | 2000-01-01 | 2000-01-01 | 2,789 | 2,789 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2000-01-01 | 2,789 | 2,789 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $47.5800 to $47.9300. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of Truist stock on the applicable measurement date.
- Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan, which merged into the Truist Financial Corporation Nonqualified Defined Contribution Plan effective as of June 1, 2020.