Filing Details
- Accession Number:
- 0001209191-11-034815
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-15 17:02:02
- Reporting Period:
- 2011-06-15
- Filing Date:
- 2011-06-15
- Accepted Time:
- 2011-06-15 17:02:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207407 | P Robert Badavas | C/O Hercules Technology Growth Capital 400 Hamilton Ave., Suite 310 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.001 Par Value | Acquisiton | 2011-06-15 | 2,000 | $10.50 | 84,661 | No | 4 | P | Indirect | By the Robert Badavas Trust of 2007 |
Common Stock $0.001 Par Value | Acquisiton | 2011-06-16 | 3,000 | $10.48 | 87,661 | No | 4 | P | Indirect | By the Robert Badavas Trust of 2007 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By the Robert Badavas Trust of 2007 |
No | 4 | P | Indirect | By the Robert Badavas Trust of 2007 |
Footnotes
- Acquired as trustee and sole beneficiary of the trust.