Filing Details

Accession Number:
0001209191-11-034815
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-15 17:02:02
Reporting Period:
2011-06-15
Filing Date:
2011-06-15
Accepted Time:
2011-06-15 17:02:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280784 Hercules Technology Growth Capital Inc HTGC () 743113410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207407 P Robert Badavas C/O Hercules Technology Growth Capital
400 Hamilton Ave., Suite 310
Palo Alto CA 94301
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $0.001 Par Value Acquisiton 2011-06-15 2,000 $10.50 84,661 No 4 P Indirect By the Robert Badavas Trust of 2007
Common Stock $0.001 Par Value Acquisiton 2011-06-16 3,000 $10.48 87,661 No 4 P Indirect By the Robert Badavas Trust of 2007
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By the Robert Badavas Trust of 2007
No 4 P Indirect By the Robert Badavas Trust of 2007
Footnotes
  1. Acquired as trustee and sole beneficiary of the trust.