Filing Details
- Accession Number:
- 0000859139-11-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-15 16:53:42
- Reporting Period:
- 2011-06-13
- Filing Date:
- 2011-06-15
- Accepted Time:
- 2011-06-15 16:53:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
859139 | Delphi Financial Group Inc | DFG | Life Insurance (6311) | 133427277 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
897597 | Robert Rosenkranz | C/O Delphi Capital Management, Inc. 590 Madison Avenue, 30Th Floor New York NY 10022 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-06-13 | 13,000 | $26.52 | 213,000 | No | 4 | P | Indirect | By corporation |
Class A Common Stock | Acquisiton | 2011-06-14 | 37,000 | $27.35 | 250,000 | No | 4 | P | Indirect | By corporation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By corporation |
No | 4 | P | Indirect | By corporation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 63,635 | Indirect | By limited liability company |
Class A Common Stock | 8,191 | Direct |
Footnotes
- The price indicated is the weighted average purchase price for a series of open market purchase transactions ranging in price from $26.45 to $26.60 per share. The reporting person has provided to the issuer information regarding the number of shares purchased at each separate price, and such information will be provided to the SEC staff or any security holder of the issuer upon request.
- The reporting person may be deemed to be the beneficial owner of the securities owned by the closely-held corporation based upon the discretionary authority of an affiliate of the reporting person over the assets of such corporation, as well as the indirect ownership by various affiliates of the reporting person of shares of such corporation. The reporting person disclaims beneficial ownership in all of such securities to the extent that he does not have a pecuniary interest therein.
- The price indicated is the weighted average purchase price for a series of open market purchase transactions ranging in price from $26.9399 to $27.50 per share. The reporting person has provided to the issuer information regarding the number of shares purchased at each separate price, and such information will be provided to the SEC staff or any security holder of the issuer upon request.