Filing Details
- Accession Number:
- 0001181431-11-036766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-15 16:46:17
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-06-15
- Accepted Time:
- 2011-06-15 16:46:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237268 | I Douglas Kra | C/O Pegasystems Inc. 101 Main Street Cambridge MA 02142 | Senior Vp, Global Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-14 | 10,000 | $7.21 | 17,065 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-14 | 4,505 | $37.02 | 12,560 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-06-14 | 5,495 | $37.01 | 7,065 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options - Right to Acquire | Disposition | 2011-06-14 | 10,000 | $0.00 | 80,000 | $7.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2004-02-01 | 2014-11-01 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- All options vest quarterly over a 5-year period.
- Represents the weighted average of sale prices on 6/14/2011, ranging from $37.00 to $37.04.
Billionaire Hedge Funds
