Filing Details

Accession Number:
0001420506-22-001235
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-07-18 16:26:32
Reporting Period:
2022-07-14
Accepted Time:
2022-07-18 16:26:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1019671 Seachange International Inc SEAC Services-Prepackaged Software (7372) 043197974
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1265181 Karen Singer 212 Vaccaro Dr.
Cresskill NJ 07626
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-07-14 144,620 $0.56 7,782,112 No 4 P Indirect LLC managing member
Common Stock Acquisiton 2022-07-14 33,658 $0.53 7,815,770 No 4 P Indirect LLC Managing Member
Common Stock Acquisiton 2022-07-15 241,000 $0.58 8,056,770 No 4 P Indirect LLC Managing Member
Common Stock Acquisiton 2022-07-15 100,000 $0.58 8,156,770 No 4 P Indirect LLC Managing Member
Common Stock Acquisiton 2022-07-15 200 $1.00 8,156,970 No 4 M Indirect LLC Managing Member
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect LLC managing member
No 4 P Indirect LLC Managing Member
No 4 P Indirect LLC Managing Member
No 4 P Indirect LLC Managing Member
No 4 M Indirect LLC Managing Member
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Put Option Disposition 2022-07-14 250 $0.50 25,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
250 2022-07-14 2022-10-21 No 4 S Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Put Option $1.00 2022-07-12 2022-10-21 49,400 494 Indirect
Common Stock Put Option $1.00 2022-06-23 2022-10-21 125,000 1,250 Indirect
Common Stock Put Option $1.00 2022-06-22 2022-10-21 75,600 756 Indirect
Common Stock Put Option $1.00 2022-07-07 2022-07-15 200 0 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-10-21 49,400 494 Indirect
2022-10-21 125,000 1,250 Indirect
2022-10-21 75,600 756 Indirect
2022-07-15 200 0 Indirect
Footnotes
  1. The reporting person declaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. This filing shall not be deemed an admission thatthe reporting person is, for the purposes Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
  2. As the managing member of TAR Holdings, LLC