Filing Details
- Accession Number:
- 0001140361-11-032989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-15 16:28:02
- Reporting Period:
- 2011-06-15
- Filing Date:
- 2011-06-15
- Accepted Time:
- 2011-06-15 16:28:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1086319 | Gasco Energy Inc | GSX | Crude Petroleum & Natural Gas (1311) | 980204105 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366722 | A Peggy Herald | 8 Inverness Drive East, #100 Englewood CO 80112 | Vp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-15 | 20,833 | $0.24 | 41,008 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to Buy | Acquisiton | 2011-06-15 | 20,833 | $0.00 | 15,625 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,625 | 2011-06-15 | 2016-06-15 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to Buy | $1.90 | 2008-09-26 | 2017-09-26 | 75,400 | 75,400 | Direct |
| Common Stock | Right to Buy | $1.73 | 2002-05-02 | 2012-01-02 | 100,000 | 100,000 | Direct |
| Common Stock | Right to Buy | $1.00 | 2003-06-10 | 2013-02-10 | 50,000 | 50,000 | Direct |
| Common Stock | Right to Buy | $1.92 | 2004-11-27 | 2014-07-27 | 40,000 | 40,000 | Direct |
| Common Stock | Right to Buy | $3.39 | 2005-10-09 | 2015-06-09 | 125,000 | 125,000 | Direct |
| Common Stock | Right to Buy | $1.80 | 2009-01-18 | 2013-09-18 | 75,000 | 75,000 | Direct |
| Common Stock | Right to Buy | $1.00 | 2009-03-15 | 2013-12-15 | 12,500 | 12,500 | Direct |
| Common Stock | Right to Buy | $0.50 | 2009-12-18 | 2013-12-18 | 35,000 | 35,000 | Direct |
| Common Stock | Right to Buy | $0.52 | 2010-01-17 | 2014-09-17 | 100,000 | 100,000 | Direct |
| Common Stock | Right to Buy | $0.36 | 2010-10-29 | 2015-06-29 | 40,000 | 40,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-09-26 | 75,400 | 75,400 | Direct |
| 2012-01-02 | 100,000 | 100,000 | Direct |
| 2013-02-10 | 50,000 | 50,000 | Direct |
| 2014-07-27 | 40,000 | 40,000 | Direct |
| 2015-06-09 | 125,000 | 125,000 | Direct |
| 2013-09-18 | 75,000 | 75,000 | Direct |
| 2013-12-15 | 12,500 | 12,500 | Direct |
| 2013-12-18 | 35,000 | 35,000 | Direct |
| 2014-09-17 | 100,000 | 100,000 | Direct |
| 2015-06-29 | 40,000 | 40,000 | Direct |
Footnotes
- Granted 75,400 options under the Issuer's 1999 Stock Option Plan. These options vest 20% annually over a 5 year period.
- Granted 100,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 5/2/02, and all options expiring 1/2/12.
- Granted 50,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 6/10/03, and all options expiring 2/10/13.
- Granted 40,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 11/27/04, and all options expiring 7/27/14.
- Granted 125,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/9/05, and all options expiring 6/9/15.
- Granted 75,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/18/09, and all options expiring 9/18/13.
- Granted 12,500 options under Issuer's 1999 Stock Option Plan. These options vest over a 1 year period, with 1/4 of the amount vesting every 3 months commencing 3/15/09, and all options expiring 12/15/2013.
- Granted 35,000 options under Issuer's 1999 Stock Option Plan. These options vest 40% after first year and 60% after second year. All options expire 12/18/2013.
- These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 1/17/2010, and all options expiring 9/17/2014.
- Granted 40,000 options under the Issuer's 1999 Stock Option Plan. These options vest over a 2 year period, with 1/6th of the amount vesting every 4 months commencing 10/29/10, and all options expiring 6/29/15.
- Ms. Herald purchased 20,833 units in Issuer's offering. Each unit consists of one share of common stock and a warrant to buy .75 of a share at $0.35.
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