Filing Details
- Accession Number:
- 0001225208-11-016379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-15 16:17:56
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-06-15
- Accepted Time:
- 2011-06-15 16:17:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14272 | Bristol Myers Squibb Co | BMY | Pharmaceutical Preparations (2834) | 220790350 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313754 | Notaristefani De Carlo | 345 Park Avenue New York NY 10154 | Pres Tech Ops & Supp Fnctns | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.10 Par Value | Acquisiton | 2011-06-14 | 221,455 | $27.76 | 319,033 | No | 4 | M | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2011-06-14 | 14,906 | $27.76 | 304,127 | No | 4 | F | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2011-06-14 | 16,382 | $27.76 | 287,745 | No | 4 | S | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2011-06-14 | 90,000 | $27.76 | 197,745 | No | 4 | S | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2011-06-14 | 190,167 | $27.76 | 7,578 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.10 Par Value | Executive Option (right to buy) | Disposition | 2011-06-14 | 42,667 | $25.45 | 42,667 | $25.45 |
Common Stock, $0.10 Par Value | Executive Option (right to buy) | Disposition | 2011-06-14 | 44,310 | $22.73 | 44,310 | $22.73 |
Common Stock, $0.10 Par Value | Executive Option (right to buy) | Disposition | 2011-06-14 | 79,999 | $24.74 | 79,999 | $24.74 |
Common Stock, $0.10 Par Value | Option (right to buy) | Disposition | 2011-06-14 | 54,479 | $22.14 | 54,479 | $22.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-02-28 | No | 4 | M | Direct | |
0 | 2016-03-06 | No | 4 | M | Direct | |
40,001 | 2016-11-30 | No | 4 | M | Direct | |
18,160 | 2018-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.10 Par Value | 854 | Indirect | By BMY Savings & Investment Program |
Footnotes
- Shares withheld for payment of taxes and fees upon exercise of stock options.
- This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares withheld for payment of the option cost upon exercise of stock options.
- Based on a plan statement as of the end of the most recent fiscal quarter.
- Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 1, 2005.
- Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 7, 2006.
- One-third of the stock option award vests on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.
- Twenty-five percent of the stock option award vest on each of the first, second, third and fourth anniversaries of the grant date, which was March 4, 2008.