Filing Details
- Accession Number:
- 0001104659-22-080206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-07-15 16:05:58
- Reporting Period:
- 2022-06-23
- Accepted Time:
- 2022-07-15 16:05:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1828185 | Vaccitech Plc | VACC | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1851630 | Graham Griffiths | C/O Vaccitech Plc, Unit 6-10, Zeus Building Rutherford Avenue, Harwell Didcot X0 OX11 0DF | Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2022-06-23 | 1,931 | $0.00 | 117,830 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2022-06-23 | 2,317 | $0.00 | 120,147 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2022-06-23 | 3,090 | $0.00 | 123,237 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2022-06-23 | 8 | $5.28 | 123,229 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2022-06-24 | 100 | $5.87 | 123,329 | No | 5 | L | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | L | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Share Option (Right to Buy) | Disposition | 2022-06-23 | 1,931 | $0.00 | 1,931 | $0.00 |
| Ordinary Shares | Share Option (Right to Buy) | Disposition | 2022-06-23 | 2,317 | $0.00 | 2,317 | $0.00 |
| Ordinary Shares | Share Option (Right to Buy) | Disposition | 2022-06-23 | 3,090 | $0.00 | 3,090 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-02-16 | No | 4 | M | Direct | |
| 2,317 | 2029-08-14 | No | 4 | M | Direct | |
| 6,180 | 2030-01-08 | No | 4 | M | Direct |
Footnotes
- The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- These shares were sold to cover the exercise price of options exercised by the Reporting Person.
- This option is fully vested and exercisable as of the date hereof. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.
- This option shall vest and become exercisable in four equal annual installments, with the first installment vested on February 1, 2020. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3269 to GBP 1.00 on December 31, 2019.
- This option shall vest and become exercisable in four equal annual installments, with the first installment vested on January 1, 2021. The exercise price of this option is GBP 0.000324 per share and has been converted from pounds sterling to U.S. dollars using an average exchange rate of $1.3662 to GBP 1.00 on December 31, 2020.
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