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Filing Details

Accession Number:: 0001140361-22-026013
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-07-14 16:30:30
Reporting Period:: 2022-06-01

Accepted Time:: 2022-07-14 16:30:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1802450	Msp Recovery Inc.	MSPR	Asset-Backed Securities (6189)	NY

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
902266	Nomura Securities International Inc	Worldwide Plaza 309 West 49Th Street New York NY 10019		No	No	No	No
1163653	Nomura Holdings Inc	9-1 Nihonbashi 1-Chome Chuo-Ku Tokyo M0 103-8645		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2022-06-02	1,370	$1.28	137,500	No	4	S	Direct
Class A Common Stock	Acquisiton	2022-06-16	50,000	$0.00	187,500	No	4	X	Direct
Class A Common Stock	Disposition	2022-06-16	5	$0.00	187,495	No	4	S	Direct
Class A Common Stock	Disposition	2022-06-23	9,995	$2.43	177,500	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	X	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Warrant (right to buy)	Disposition	2022-06-01	75,000	$0.91	75,000	$0.00
Class A Common Stock	Warrant (right to buy)	Disposition	2022-06-02	25,000	$1.10	25,000	$0.00
Class A Common Stock	Warrant (right to buy)	Disposition	2022-06-06	14	$0.08	14	$11.50
Class A Common Stock	Warrant (right to buy)	Disposition	2022-06-07	24,700	$1.13	24,700	$0.00
Class A Common Stock	Warrant (right to buy)	Disposition	2022-06-08	13,957	$1.17	13,957	$0.00
Class A Common Stock	Warrant (right to buy)	Disposition	2022-06-10	39,906	$1.08	39,906	$0.00
Class A Common Stock	Warrant (right to buy)	Disposition	2022-06-10	61,646	$0.06	61,646	$11.50
Class A Common Stock	Warrant (right to buy)	Disposition	2022-06-14	21,437	$1.28	21,437	$0.00
Class A Common Stock	Warrant (right to buy)	Disposition	2022-06-16	50,000	$0.00	50,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
202,500	2022-06-22	2027-05-23	No	4	S	Direct
177,500	2022-06-22	2027-05-23	No	4	S	Direct
16,386,646	2022-06-22	2027-05-23	No	4	S	Direct
152,800	2022-06-22	2027-05-23	No	4	S	Direct
138,843	2022-06-22	2027-05-23	No	4	S	Direct
98,937	2022-06-22	2027-05-23	No	4	S	Direct
16,325,000	2022-06-22	2027-05-23	No	4	S	Direct
77,500	2022-06-22	2027-05-23	No	4	S	Direct
27,500	2022-06-22	2027-05-23	No	4	X	Direct

Footnotes

These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
Represents shares withheld in connection with a cashless exercise of warrants to purchase 50,000 shares of Common Stock at an exercise price of $0.0001 per share.
Unless earlier redeemed by the Issuer.
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $0.85 to $1.02, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.1 to $1.11, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.13 to $1.14, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.19, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.1, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth herein.