Filing Details
- Accession Number:
- 0001209191-11-034738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-15 13:10:52
- Reporting Period:
- 2011-06-13
- Filing Date:
- 2011-06-15
- Accepted Time:
- 2011-06-15 13:10:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849399 | Symantec Corp | SYMC | Services-Prepackaged Software (7372) | 770181864 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207433 | Wendell John Thompson | 350 Ellis Street Mountain View CA 94043 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-13 | 60,000 | $8.21 | 110,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-13 | 6,300 | $18.55 | 103,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 5,563 | $18.56 | 98,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 7,937 | $18.53 | 90,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 200 | $18.54 | 90,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 200 | $18.58 | 89,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 7,800 | $18.58 | 82,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 2,000 | $18.57 | 80,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 100 | $18.51 | 79,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 15,826 | $18.51 | 64,074 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 5,525 | $18.52 | 58,549 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 100 | $18.52 | 58,449 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 8,449 | $18.50 | 50,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-13 | 10,000 | $18.48 | 40,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2011-06-13 | 60,000 | $0.00 | 60,000 | $8.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 208,130 | 2006-04-14 | 2011-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 84,809 | Indirect | JOHN W & SANDRA A THOMPSON TTEES U/A DTD 05/02/2003 REV TR |
| Common Stock | 858,660 | Indirect | John & Sandra Thompson Trust |
Footnotes
- Sale was made pursuant to a stock trading plan established under Rule 10b5-1.
- Reflects a transfer of 943,469 shares from Mr. Thompson's direct holdings to his following trust accounts: 84,809 shares were transferred to the John W & Sandra A Thompson Trust U/A/D 5/2/2003 and 858,660 shares were transferred to the John & Sandra Thompson Trust.
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