Filing Details
- Accession Number:
- 0001209191-22-041482
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-07-07 17:04:18
- Reporting Period:
- 2022-06-08
- Accepted Time:
- 2022-07-07 17:04:18
- Original Submission Date:
- 2022-06-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591587 | Assetmark Financial Holdings Inc. | AMK | Investment Advice (6282) | 300774039 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1806039 | Esi Minta-Jacobs | C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520 | Evp, Hr & Project Management | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-08 | 6,141 | $0.00 | 65,409 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2022-06-09 | 505 | $20.00 | 64,904 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-06-10 | 308 | $19.06 | 64,596 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The amount of restricted stock units that were granted was incorrectly disclosed. This amendment corrects the number of restricted stock units that were granted from 6,140 to 6,141.
- The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,992 to 65,409.
- The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,487 to 64,904.
- The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,179 to 64,596.
Billionaire Hedge Funds
