Filing Details
- Accession Number:
- 0001271163-22-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-07-07 17:00:13
- Reporting Period:
- 2022-07-01
- Accepted Time:
- 2022-07-07 17:00:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793040 | Ellsworth Growth & Income Fund Ltd | ECF.B | (0) | 133345139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series B Cumulative Preferred Shares | Acquisiton | 2022-07-01 | 190,000 | $10.00 | 190,000 | No | 4 | P | Direct | |
Series B Cumulative Preferred Shares | Acquisiton | 2022-07-01 | 150,000 | $10.00 | 150,000 | No | 4 | P | Indirect | GGCP, Inc. |
Series B Cumulative Preferred Shares | Acquisiton | 2022-07-01 | 150,000 | $10.00 | 150,000 | No | 4 | P | Indirect | Associated Capital Group, Inc. |
Series B Cumulative Preferred Shares | Acquisiton | 2022-07-01 | 200,000 | $10.00 | 200,000 | No | 4 | P | Indirect | GPJ Retirement Partners |
Series B Cumulative Preferred Shares | Acquisiton | 2022-07-01 | 100,000 | $10.00 | 100,000 | No | 4 | P | Indirect | Investment Partnerships |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | GGCP, Inc. |
No | 4 | P | Indirect | Associated Capital Group, Inc. |
No | 4 | P | Indirect | GPJ Retirement Partners |
No | 4 | P | Indirect | Investment Partnerships |
Footnotes
- The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- Shares are owned by MJG Associates and Gabelli Performance Partners. MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. MJG Associates is the investment adviser of Gabelli Performance Partners.