Filing Details
- Accession Number:
- 0001181431-11-036656
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-14 21:27:57
- Reporting Period:
- 2011-06-10
- Filing Date:
- 2011-06-14
- Accepted Time:
- 2011-06-14 21:27:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1401106 | Mf Global Holdings Ltd. | MF | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 980551260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1453943 | Thomas Connolly | C/O Mf Global Holdings Ltd. 717 Fifth Avenue, 9Th Floor New York NY 10022 | Global Head Of Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $1.00 Per Share | Acquisiton | 2011-06-10 | 11,261 | $0.00 | 39,561 | No | 4 | M | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-10 | 4,078 | $7.24 | 35,483 | No | 4 | F | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 1,500 | $7.33 | 33,983 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 700 | $7.34 | 33,283 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 3,100 | $7.34 | 30,183 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 200 | $7.34 | 29,983 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 3,800 | $7.35 | 26,183 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 2,900 | $7.35 | 23,283 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 1,600 | $7.36 | 21,683 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 3,000 | $7.36 | 18,683 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 800 | $7.36 | 17,883 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 2,300 | $7.37 | 15,583 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 1,200 | $7.37 | 14,383 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 1,700 | $7.38 | 12,683 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 500 | $7.38 | 12,183 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 200 | $7.39 | 11,983 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 1,600 | $7.39 | 10,383 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 1,200 | $7.39 | 9,183 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 1,500 | $7.40 | 7,683 | No | 4 | S | Direct | |
Common Stock, Par Value $1.00 Per Share | Disposition | 2011-06-13 | 200 | $7.40 | 7,483 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-06-10 | 11,261 | $0.00 | 11,261 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,261 | No | 4 | M | Direct |
Footnotes
- The shares of common stock, par value $1.00 per share ("Common Stock"), were acquired upon vesting of restricted stock units granted on June 10, 2009.
- Payment of tax liability by withholding Common Stock incident to the vesting of restricted share units in accordance with Rule 16b-3.
- Each restricted stock unit represents a contingent right to receive one share of Common Stock of MF Global Holdings Ltd. (the "Company"). The restricted stock units are subject to the terms and conditions of the Company's Amended and Restated 2007 Long Term Incentive Plan, as amended. These restricted stock units were granted on June 10, 2009. Approximately one-third of the restricted stock units issued in 2009 vested on June 10, 2011, and the balance will vest on the third anniversary of the grant date. Common Stock will be delivered upon vesting, except in certain limited circumstances described in the award agreement.