Filing Details
- Accession Number:
- 0000891293-22-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-07-06 17:19:43
- Reporting Period:
- 2022-06-30
- Accepted Time:
- 2022-07-06 17:19:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 891293 | Cti Biopharma Corp | CTIC | Pharmaceutical Preparations (2834) | 911533912 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1339498 | R Adam Craig | 3101 Western Avenue Suite 800 Seattle WA 98121 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-06-30 | 6,183 | $2.12 | 22,861 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2022-07-01 | 27,000 | $0.84 | 49,861 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-07-01 | 27,000 | $6.00 | 22,861 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-07-05 | 27,000 | $0.84 | 49,861 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-07-05 | 27,000 | $6.00 | 22,861 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-07-06 | 18,223 | $0.84 | 41,084 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-07-06 | 18,223 | $6.11 | 22,861 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2022-07-01 | 27,000 | $0.00 | 27,000 | $0.84 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2022-07-05 | 27,000 | $0.00 | 27,000 | $0.84 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2022-07-06 | 18,223 | $0.00 | 18,223 | $0.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,200,777 | 2029-05-16 | No | 4 | M | Direct | |
| 1,173,777 | 2029-05-16 | No | 4 | M | Direct | |
| 1,155,554 | 2029-05-16 | No | 4 | M | Direct |
Footnotes
- Shares acquired under the CTI BioPharma Corp. 2007 Employee Stock Purchase Plan.
- This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person.
- One third of the shares underlying the option vested on 2/19/2020 and annually thereafter until all the underlying shares were fully vested on 2/19/2022.
Billionaire Hedge Funds
