Filing Details
- Accession Number:
- 0001245706-11-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-14 18:23:28
- Reporting Period:
- 2011-06-10
- Filing Date:
- 2011-06-14
- Accepted Time:
- 2011-06-14 18:23:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1017303 | Transact Technologies Inc | TACT | Computer Peripheral Equipment, Nec (3577) | 061456680 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245706 | C Bart Shuldman | One Hamden Center 2319 Whitney Avenue, Suite 3B Hamden CT 06518 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-10 | 5,400 | $3.77 | 22,292 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-10 | 5,400 | $11.30 | 16,892 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-13 | 4,100 | $3.77 | 20,992 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-13 | 4,100 | $11.22 | 16,892 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-14 | 3,000 | $3.77 | 19,892 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-14 | 4,089 | $3.77 | 23,981 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-14 | 3,000 | $11.28 | 20,981 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-06-14 | 4,089 | $11.30 | 16,892 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2011-06-10 | 5,400 | $3.77 | 5,400 | $3.77 |
| Common Stock | Stock Option | Disposition | 2011-06-13 | 4,100 | $3.77 | 4,100 | $3.77 |
| Common Stock | Stock Option | Disposition | 2011-06-14 | 3,000 | $3.77 | 3,000 | $3.77 |
| Common Stock | Stock Option | Disposition | 2011-06-14 | 4,089 | $3.77 | 4,089 | $3.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 88,459 | 2003-05-17 | 2012-05-17 | No | 4 | M | Direct |
| 84,359 | 2003-05-17 | 2012-05-17 | No | 4 | M | Direct |
| 81,359 | 2003-05-17 | 2012-05-17 | No | 4 | M | Direct |
| 77,270 | 2003-05-17 | 2012-05-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,800 | Indirect | Daughters |
| Common Stock | 3,750 | Indirect | Mother |
| Common Stock | 1,500 | Indirect | Spouse |
Footnotes
- Shares sold pursuant to a securities trading plan under Rule 10b5-1 adopted in June 2011.
- Shares sold pursuant to a securities trading plan under Rule 10b5-1 adopted in March 2010.
- Represents the sale of 5,400 shares in 11 separate transactions, ranging from $11.20 to $11.47 per share, resulting in a weighted average sale price per share of $11.30. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- Represents the sale of 4,100 shares in 12 separate transactions, ranging from $11.17 to $11.39 per share, resulting in a weighted average sale price per share of $11.22. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- Represents the sale of 3,000 shares in 6 separate transactions, ranging from $11.18 to $11.31 per share, resulting in a weighted average sale price per share of $11.28. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- Represents the sale of 4,089 shares in 2 separate transactions, ranging from $11.30 to $11.32 per share, resulting in a weighted average sale price per share of $11.30. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
