Filing Details
- Accession Number:
- 0001104659-22-077433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-07-05 17:15:44
- Reporting Period:
- 2022-07-01
- Accepted Time:
- 2022-07-05 17:15:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326190 | Altimmune Inc. | ALT | Pharmaceutical Preparations (2834) | 202726770 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1705905 | Scot M Roberts | C/O Altimmune, Inc., 910 Clopper Road, Suite 201S Gaithersburg, MD 20878 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 | Acquisiton | 2022-07-01 | 4,019 | $2.60 | 21,719 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.0001 | Acquisiton | 2022-07-01 | 22,963 | $2.95 | 44,682 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.0001 | Disposition | 2022-07-01 | 26,982 | $12.00 | 17,700 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.0001 | Acquisiton | 2022-07-05 | 787 | $2.95 | 18,487 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.0001 | Disposition | 2022-07-05 | 10,182 | $12.00 | 8,305 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 | Stock Options (option to buy) | Disposition | 2022-07-01 | 4,019 | $0.00 | 4,019 | $2.60 |
| Common Stock, Par Value $0.0001 | Stock Options (option to buy) | Disposition | 2022-07-01 | 22,963 | $0.00 | 22,963 | $2.95 |
| Common Stock, Par Value $0.0001 | Stock Options (option to buy) | Disposition | 2022-07-05 | 787 | $0.00 | 787 | $2.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,750 | 2029-01-02 | No | 4 | M | Direct | |
| 15,037 | 2029-03-26 | No | 4 | M | Direct | |
| 14,250 | 2029-03-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.0001 | 15 | Indirect | Shares held by spouse of Reporting Person |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Twenty-five percent of the shares underlying the option become vested and exercisable on the first anniversary of the Grant Date and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following the one-year anniversary of the Grant Date, in each case, generally subject to the reporting person's continued service through the applicable vesting date.
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