Filing Details

Accession Number:
0001104659-22-077004
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-07-05 06:05:07
Reporting Period:
2022-06-30
Accepted Time:
2022-07-05 06:05:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1879016 Ivanhoe Electric Inc. IE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
938198 M Robert Friedland C/O Ivanhoe Electric Inc.
606-999 Canada Place
Vancouver A1 V6C 3E1
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-06-30 677,682 $0.00 8,366,374 No 4 C Direct
Common Stock Acquisiton 2022-06-30 179,517 $8.60 8,545,891 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series 1 Convertible Notes Disposition 2022-06-30 0 $0.00 677,682 $9.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-07-31 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,500,101 Indirect By I-Pulse Inc.
Footnotes
  1. Upon the consummation of an initial public offering that resulted in gross proceeds of at least $25 million (a "Qualifying IPO"), the Series 1 Convertible Notes,including any accrued but unpaid interest thereon, automatically converted into shares of common stock at a price per share equal to the lesser of (A) 80% of thegross price per share at which common stock is sold in the Qualifying IPO, and (B) $9.39 per share of common stock, subject in each case to adjustment for anystock split, stock dividend, reverse stock split, or similar transactions.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.35 to $8.80, inclusive. The reporting person undertakes to provide to Ivanhoe Electric Inc., any security holder of Ivanhoe Electric Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.