Home > Insider Trading > Filing (0000921895-22-002128)

Filing Details

Accession Number:: 0000921895-22-002128
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-07-01 17:23:17
Reporting Period:: 2022-06-29

Accepted Time:: 2022-07-01 17:23:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1442236	Quest Resource Holding Corp	QRHC	Refuse Systems (4953)	510665952

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1448795	M. Daniel Friedberg	C/O Hampstead Park Capital Management 20 Ballwood Road Old Greenwich CT 06870	Yes	No	Yes	No
1773816	Hampstead Park Capital Management, Llc	20 Ballwood Road Old Greenwich CT 06870	No	No	Yes	No
1773840	Hampstead Park Environmental Services Investment Fund Llc	20 Ballwood Road Old Greenwich CT 06870	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-06-29	1,948	$3.98	2,798,594	No	4	P	Indirect	By: Hampstead Park Environmental Services Investment Fund LLC
Common Stock	Acquisiton	2022-06-30	3,510	$3.95	2,802,104	No	4	P	Indirect	By: Hampstead Park Environmental Services Investment Fund LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By: Hampstead Park Environmental Services Investment Fund LLC
No	4	P	Indirect	By: Hampstead Park Environmental Services Investment Fund LLC

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Acquisiton	2022-06-30	25,000	$0.00	25,000	$4.09

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
25,000		2032-06-30	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	15,000	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.96 to $3.99, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $3.98, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by Mr. Friedberg. The shares of common stock underlying such deferred stock units shall be issued upon Mr. Friedberg's separation from service with the Issuer.
The total number of shares subject to the option shall vest and become exercisable on the one year anniversary of the grant date.