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Filing Details

Accession Number:: 0000950142-22-002073
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-07-01 17:16:27
Reporting Period:: 2022-06-29

Accepted Time:: 2022-07-01 17:16:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1824403	Reservoir Media Inc.	RSVR	Services-Amusement & Recreation Services (7900)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1867327	M. Stephen Cook	C/O Reservoir Media, Inc. 75 Varick Street, 9Th Floor New York NY 10013		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.0001 Par Value	Acquisiton	2022-06-29	11,940	$0.00	885,375	No	4	A	Direct
Common Stock, $0.0001 Par Value	Acquisiton	2022-06-29	1,714	$6.35	202,583	No	4	P	Indirect	By BTCSJC Music LLC
Common Stock, $0.0001 Par Value	Acquisiton	2022-06-30	23,506	$6.47	226,089	No	4	P	Indirect	By BTCSJC Music LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Indirect	By BTCSJC Music LLC
No	4	P	Indirect	By BTCSJC Music LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to purchase Common Stock	Acquisiton	2022-06-29	183	$1.30	183	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,693	2021-08-27	2026-07-28	No	4	P	Indirect

Footnotes

Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2022, subject to the Reporting Person's continued service on the board of directors of the Issuer on such date.
The Reporting Person purchased 1,714 shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer in multiple trades at prices ranging from $6.20 to $6.50 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock purchased and prices at which the transactions were effected.
The Reporting Person purchased 23,506 shares of Common Stock of the Issuer in multiple trades at prices ranging from $6.33 to $6.67 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock purchased and prices at which the transactions were effected.
The Reporting Person purchased 183 warrants, each whole warrant exercisable to purchase one share of the Common Stock at $11.50, in multiple trades at prices ranging from $1.24 to $1.30 per warrant. The price reported above reflects the weighted average purchase price per warrant. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of warrants and prices at which the transaction was effected.