Filing Details
- Accession Number:
- 0001104659-22-076722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-07-01 13:23:20
- Reporting Period:
- 2022-06-29
- Accepted Time:
- 2022-07-01 13:23:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1771917 | Karuna Therapeutics Inc. | KRTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245624 | James Healy | Sofinnova Investments, Inc., 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-06-29 | 27,777 | $121.99 | 1,980,218 | No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
Common Stock | Acquisiton | 2022-06-29 | 4,039 | $122.95 | 1,984,257 | No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
Common Stock | Acquisiton | 2022-06-29 | 6,832 | $124.73 | 1,991,089 | No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
Common Stock | Acquisiton | 2022-06-29 | 9,129 | $125.00 | 2,000,218 | No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
Common Stock | Acquisiton | 2022-06-30 | 48,062 | $122.27 | 2,048,280 | No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
Common Stock | Acquisiton | 2022-06-30 | 24,161 | $123.39 | 2,072,441 | No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
No | 4 | P | Indirect | By Sofinnova Venture Partners X, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 683 | Indirect | By Sofinnova Synergy Master Fund, LP |
Footnotes
- All shares held by Sofinnova Synergy Master Fund, LP (the "Fund"). Sofinnova Synergy Fund GP, LLC (the "GP"), the general partner of the Fund, may be deemed to have sole voting and dispositive power over these shares, and Dr. James I. Healy and Dr. Eric Delbridge, the managing members of the GP, may be deemed to have shared power to vote and dispose of these shares. Such entities and individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $121.50 to $122.00, inclusive. The reporting person undertakes to provide to Karuna Therapeutics, Inc., any security holder of Karuna Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- All shares held by Sofinnova Venture Partners X, LP ("SVP X"). Sofinnova Management X, LLC (the "SM X"), the general partner of SVP X, may be deemed to have sole voting and dispositive power over these shares, and Dr. James I. Healy and Dr. Maha Katabi, the managing members of SM X, may be deemed to have shared power to vote and dispose of these shares. Such entities and individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $122.755 to $123.00, inclusive. The reporting person undertakes to provide to Karuna Therapeutics, Inc., any security holder of Karuna Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $124.00 to $124.99, inclusive. The reporting person undertakes to provide to Karuna Therapeutics, Inc., any security holder of Karuna Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $122.145 to $122.962, inclusive. The reporting person undertakes to provide to Karuna Therapeutics, Inc., any security holder of Karuna Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote (6) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $123.21 to $123.50, inclusive. The reporting person undertakes to provide to Karuna Therapeutics, Inc., any security holder of Karuna Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote (7) to this Form 4.