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Filing Details

Accession Number:: 0001062993-22-015696
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-06-30 19:20:47
Reporting Period:: 2022-06-28

Accepted Time:: 2022-06-30 19:20:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1840292	Heliogen Inc.	HLGN	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1751631	Prime Movers Lab Fund I Lp	P.o. Box 12829 Jackson WY 83002	No	No	Yes	No
1839170	Heliogen Pml Spv 1 Lp	P.o. Box 12829 Jackson WY 83002	No	No	Yes	No
1875411	Dakin Sloss	P.o. Box 12829 Jackson WY 83002	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-06-28	770,764	$2.82	19,159,513	No	4	S	Indirect	See footnote
Common Stock	Disposition	2022-06-28	257,890	$2.82	6,410,567	No	4	S	Indirect	See footnote
Common Stock	Disposition	2022-06-29	1,053,084	$2.02	18,106,429	No	4	S	Indirect	See footnote
Common Stock	Disposition	2022-06-29	352,350	$2.02	6,058,217	No	4	S	Indirect	See footnote
Common Stock	Disposition	2022-06-30	169,180	$1.99	17,937,249	No	4	S	Indirect	See footnote
Common Stock	Disposition	2022-06-30	56,606	$1.99	6,001,611	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Footnotes

Held by Prime Movers Lab Fund I LP ("PML"). Prime Movers Lab GP I LLC ("PML GP") is the general partner of PML.
Held by Heliogen PML SPV 1 LP ("Heliogen PML"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of Heliogen PML.
Dakin Sloss is the manager of PML GP and PML GP II and as a result may be deemed to have or share beneficial ownership the securities held by PML and Heliogen PML. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.
The price of $2.8162 per share represents a weighted average of purchase prices ranging from $2.485 to $3.13 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
The price of $2.0243 per share represents a weighted average of purchase prices ranging from $1.96 to $2.63 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
The price of $1.9918 per share represents a weighted average of purchase prices ranging from $1.86 to $2.21 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.